Following
are some basic definitions and terms that are associated with clinical trials.
These may be useful for those who engage in any aspect of clinical trial
research.
WHAT
ARE THE PHASES OF CLINICAL TRIALS?
Clinical
trials are conducted in phases. The trials at each phase have a different
purpose and help scientists answer different questions:
In
Phase I trials, researchers test an experimental drug or
treatment in a small group of people (20-80) for the first time to evaluate
its safety, determine a safe dosage range, and identify side effects.
In
Phase II trials, the experimental study drug or treatment
is given to a larger group of people (100-300) to see if it is effective
and to further evaluate its safety.
In
Phase III trials, the experimental study drug or treatment
is given to large groups of people (1,000-3,000) to confirm its effectiveness,
monitor side effects, compare it to commonly used treatments, and collect
information that will allow the experimental drug or treatment to be used
safely.
In
Phase IV trials, post marketing studies delineate additional
information including the drug's risks, benefits, and optimal use.
WHAT
ARE THE DIFFERENT TYPES OF CLINICAL TRIALS?
Treatment
trials - test experimental treatments, new combinations of drugs,
or new approaches to surgery or radiation therapy.
Prevention
trials - look for better ways to prevent disease in people who
have never had the disease or to prevent a disease from returning. These
approaches may include medicines, vaccines, vitamins, minerals or lifestyle
changes.
Diagnostic
trials - are conducted to find better tests or procedures for
diagnosing a particular disease or condition.
Screening
trials - test the best way to detect certain diseases or health
conditions.
Quality
of Life trials (or Supportive Care trials) - explore ways to improve
comfort and the quality of life for individuals with a chronic illness.
TERMS
ADVERSE
EVENT (AE)
Any untoward medical occurrence affecting a trial participant during the
course of a clinical trial.
ADVERSE
REACTION (AR)
An adverse event when there is at least a possibility
that it is causally linked to a trial drug or intervention.
AUDIT
An independent and systematic review of study data, associated records,
protocol procedures, and study conduct to determine whether the information
is accurate and whether the study has been carried out in compliance with
the protocol, SOPs, GCP, and other applicable regulations.
BLINDING
(allocation concealment)
Manufacturing
trial treatment packs as products that appear identical in size, shape,
colour, flavor, and other attributes to make it very difficult to determine
which treatment arm is being administered.
CASE
REPORT FORM (CRF)
A printed or electronic document used to record protocol-required information
for each subject in a study.
CHIEF
INVESTIGATOR
(a) in relation to a clinical trial conducted at a single trial site,
the investigator for that site;
(b) in relation to a clinical trial conducted at more than one trial site,
the authorised health care professional, whether or not he is an investigator
at any particular site, who takes primary responsibility for the conduct
of the trial; that is: a doctor, a dentist, a nurse, a pharmacist.
CODE
OF FEDERAL REGULATIONS (CFR)
US Federal rules and regulations that govern research with human subjects.
Title 21 includes most of the regulations affecting the discovery, development,
approval, and marketing of drugs and devices.
CONSENT
(Informed consent)
A process by which a subject voluntarily confirms his or her willingness
to participate in a clinical trial after having been informed of all aspects
relevant to the subject's decision to participate.
CONTRACT
RESEARCH ORGANISATION (CRO)
An organisation contracted by the sponsor to perform one or more of the
sponsor's study-related responsibilities.
CLINICAL
INVESTIGATOR (Principal investigator, PI, Investigator)
An individual who conducts a clinical study and directs the use, administration,
and distribution of the investigational product to the subject.
DRUG
ACCOUNTABILITY
Records of the receipt and distribution of investigational product. Also
records of disposal of investigational product at the end of the study.
ELIGIBILITY
CRITERIA
Rules for selecting subjects to participate in a clinical trial. Participants
must meet all inclusion and no exclusion criteria to be eligible.
ESSENTIAL
DOCUMENTS
Documents that individually and collectively permit evaluation of the
conduct of a trial and the quality of the data produced.
EXPLANATORY
TRIAL
Test whether an intervention is efficacious; that is, whether
it can have a beneficial effect in an ideal situation. The explanatory
trial seeks to maximise the internal validity by assuring rigorous control
of all variables other than the intervention.
GOOD
CLINICAL PRACTICE (GCP)
The standards for the design, conduct, performance, monitoring, auditing,
recording, analysing and reporting of clinical trials.
INDEMNITY
An indemnity is a sum paid by way of compensation for a particular loss
suffered. The indemnifying party may or may not be responsible for the
loss suffered by the indemnified party. An indemnity policy provides protection
from loss and damage claims filed by another person.
INSTITUTIONAL
REVIEW BOARD (IRB)/INDEPENDENT ETHICS COMMITTEE (IEC)
A board or committee that reviews and approves clinical studies at an
investigative site.
INTERNATIONAL
CONFERENCE ON HARMONIZATION (ICH)
A committee established to develop a unified standard for the EU, Japan
and the US to facilitate mutual acceptance of clinical data by regulatory
authorities of these jurisdictions.
INVESTIGATIONAL
NEW DRUG APPLICATION (IND)
An application that sponsors must submit to the appropriate drug regulatory
agency before beginning studies of an investigational drug in humans.
INVESTIGATIONAL
PRODUCT (IP)
Drug, biologic, or device being studied for approval.
INVESTIGATOR'S
BROCHURE (IB)
A brochure compiled by the sponsor providing all known information about
the investigational product.
INVESTIGATIVE
SITE
The location where the study is being conducted.
MONITORING
Overseeing the progress of a clinical trial to ensure that it is conducted,
recorded and reported according to the protocol, SOPs, GCP, and applicable
regulations.
NEW
DRUG APPLICATION (NDA)
An application submitted to the FDA requesting approval to market a new
drug (or a new use for an established drug) for human use.
PLACEBO
An inactive substance or treatment that looks the same as, and is given
the same way as, an active drug or treatment being tested.
PRAGMATIC
TRIALS
Measure effectiveness; they measure the degree of beneficial effect in
real clinical practice. In pragmatic trials, a balance between external
validity (generalisability of the results) and internal validity (reliability
or accuracy of the results) needs to be achieved. The pragmatic trial
seeks to maximise external validity to ensure that the results can be
generalised.
PROTOCOL
A document that identifies the plan or set of rules for conducting a specific
clinical trial, and states the objectives, design, methodology, statistical
considerations, and overall organisation of a trial.
RANDOMISATION
Participants are assigned by chance to separate groups that compare different
treatments; neither the researchers nor the participants can choose which
group. Using chance to assign people to groups means that the groups will
be similar and that the treatments they receive can be compared objectively.
REGULATORY
AUTHORITIES
Entities with the authority to enforce the laws applicable to clinical
studies of investigational products (e.g., FDA, IRB, OHRP).
SECTION
J CHECKLIST
Information that the concerned EU Member State's Competent Authority and
Ethics Committee (CA and EC) require for submission
SERIOUS
ADVERSE EVENT (SAE)
An adverse event where the death of the participant resulted or was otherwise
threatened or where the participant required hospitalisation or prolonged
hospital stay; or resulted in persistent or significant disability or
incapacity; or was a congenital anomaly/birth defect.
SERIOUS
ADVERSE REACTION (SAR)
A
SAE that is thought to be causally linked to a trial drug or intervention.
SERIOUS
UNEXPECTED SUSPECTED ADVERSE REACTION (SUSAR)
An unexpected occurrence of a SAR; there need
only be an index of suspicion that the event is a previously unreported
reaction to a trial drug or a previously reported but exaggerated or unexpectedly
frequent adverse drug reaction.
SOURCE
DOCUMENT(s)
Original documents, data and records from which case report forms (CRF)
are compiled.
SPONSOR
An individual, company, institution or organisation that has overall responsibility
for the conduct of the clinical investigation.
STANDARD
OPERATING PROCEDURE (SOP)
Detailed written instructions that provide a structure to ensure that
activities are performed in a consistent manner.
SUBJECT
(participant)
An individual who participates in clinical research, either as a recipient
of investigational product, or as a control.
SUB-INVESTIGATOR
(co-investigator)
An individual member of a clinical research team to whom trial related
responsibilities have been delegated by the investigator.
SUMMARY
OF PRODUCT CHARACTERISTICS (SPC)
The
summary of product characteristics contains a description of a medicinal
product's properties and the conditions attached to its use. It sets out
the agreed position of the medicinal product as distilled during the course
of the assessment process by relevant regulatory agency(ies). As such
the content cannot be changed except with the approval of the originating
regulatory agency authority. The SPC is the basis of information for health
professionals on how to use the medicinal product safely and effectively.
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